J. TED OAKLEY CFA, CFP
Partner
Ted Oakley, partner in Herndon Plant Oakley, became involved in the investment industry with Merrill Lynch Pierce Fenner & Smith in 1975. Soon thereafter, he moved to Rotan Mosle as a Senior Vice President, initiating his long-term relationship with his partners in 1977.
A Chartered Financial Analyst and a Certified Financial Planner with more than 25 years of experience in the investment industry, Mr. Oakley focuses primarily on investment advisory and money management. Many of his clients are former business owners who are in need of estate planning and investment management services.
Ted Oakley is committed to offering each client straightforward, constructive financial advice. That commitment, combined with his attention to detail and uncompromising personal service mean clients have the opportunity to realize the ultimate goal - consistency of return. In the final outcome, Mr. Oakley's clients receive what they need and have come to expect - individualized planning, skilled investment advice and excellent service which in turn translates to long-term relationships and positive results.
"People with larger investments expect service; however, it's something that is often hard to find. That's what we do at Herndon Plant Oakley. We really emphasize service for the client."
- Ted Oakley
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Registered Investment Advisor
As Registered Investment Advisor, HPO provides the following individualize client services.
Asset Management
Services include equity and fixed income management. | Asset and Estate Review
Offer complete services to review all assets and current estate plan, detailed reporting systems and quarterly and annual reporting for each client. | Investment Management
HPO's goal is to produce consistently favorable long-term investment results for our clients. During rising markets we strive to achieve above average returns and in falling markets preserve capital. | Estate Planning
Offer complete estate planning services for individuals and families in need of more sophisticated plans. | Four Step Equity Investment Process
1. Determine market condition
2. Establish asset allocation based upon client objectives.
3. Identify attractive industry groups.
4. Select individual stocks with above average long-term appreciation potential.
| Client Reporting
Provide monthly statements, quarterly in-depth reports including tax information for all clients with at least one annual face-to-face investment review meeting.
| Portfolio Plan
Review all financial investments, assets to create personal portfolio plan for each client. | Independent, Experienced Investment Team
Management of clients assets by a team of investment professionals with years of experience managing money in both good and bad market environments.
| Customized Portfolio Management
Provide customized portfolios to meet each client's long-term investment needs based upon stated investment guidelines and objectives, tax considerations and risk tolerance. |
Service After The Sale... At Herndon Plant Oakley, we are innovators in investment servicing of individuals with large blocks of stock following acquisition. Needs of these investors are more immediate than they may realize initially. We are there to provide specialized expertise and experience for investors who find themselves in this potentially volatile position. We can offer the following: Research
Provide research access on newly-acquired stock-whenever available-and track technical factors such as volume and price trends. | Loans
Arrange loans for clients who wish to use stock as collateral.
| Buying-Selling-Ownership
Monitor insider buying and selling and review changes in institutional ownership. | Estate Preservation Counsel
Provide independent estate preservation counsel. An individual who is successful in accumulating an estate must take steps to preserve that estate.
| Transfer Agents-Stocks-Securities
Offer knowledge and experience concerning transfer agent problems in unregistered stock and processing of unregistered stock and processing of unregistered securities. | Planning for the Long Term
Work with each client to create a 3-5 year plan to develop their financial assets for long-term success.
| Filings
Filing of all the required Rule 144 and 145 exemption papers required to sell the stock.
| Monitoring
Monitor plan carefully, offering each client detailed quarterly reports with the ultimate goal being consistency of return.
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